PN0: A Minimalist Approach to Software

The fate of a writer is strange. He begins his career by being a baroque writer, pompously baroque, and after many years, he might attain if the stars are favorable, not simplicity, which is nothing, but rather a modest and secret complexity.

—Jorge Luis Borges, Prologue to the “Self and the Other”

This foundational document defines my approach to programming. This is a minimalist approach: programs are built with a tight and elegant code structure, with an focus on performance. This forces a choice of the core programming language (the C programming language) and programming model (procedural with a mathematically clean separation of data and operations). Despite the 50 year history of C (or perhaps because of it), it is the only serious programming language ever invented and will continue to be so as long as the von Neumann architecture, to which it is closely tied, remains dominant.

The document is divided into sections, with a few short aphorisms making up each section. The style is deliberately terse and prescriptive.

Minimalism defined

  1. What is minimalism? Minimalism does not mean writing less code, but writing code that counts. Minimalist programs are elegant and have a tight code structure, and do one thing well.

  2. Minimalism means removing all superfluous features and code not needed to achieve the minimum viable program (MVP). One may term this approach as brutal minimalism. Some features are “good to have” but if they are not “must have” they should be eliminated when aiming for a minimalistic design.

  3. Minimalism goes hand-in-hand with simplicity. A program should be as simple as possible. Over-engineering is a serious issue in software development, leading to code bloat, unnecessary layering that eventually leads to an unmaintainable mess.

  4. Minimalist programs do not require complex processes, described in long, never-to-be-read documents. Processes documents become stale quickly. Processes also encourage a bureaucratic system, which is completely antithetical to minimalist programming. Hence, minimize process.

  5. Programming is never about lines of code or less typing or other such superficial measures. (Though all these are typically the outcome of minimalist design). Programming is about expressing executable ideas cleanly. It is a very difficult art and requires removing the fear of (full or partial) rewrites and a sharp, mathematical and axiomatic focus on minimal concepts required to implement features efficiently.

Separate data and functions

  1. In our notation an object is a unit in which related data are kept together. Example: instances of a C struct containing plain-old-data (POD).

  2. To achieve a clean design, data and operators on those data must be kept separate. This is the mathematically correct thing to do as it allows constructing different systems of functions to manipulate the same data in an independent and non-intrusive manner.

  3. Data, once created, should be treated as read-only and not directly modified. Data modification should only happen via functions.

  4. Separation of data and operators allows dispatch on multiple object types. That is, functions can be written that take two or more objects to perform an action. This removes the incestuous state sharing that occurs when data and operators are mixed.

Extensible code

  1. Very often extensibility is not important. In such situations only the special case should be handled, but handled well.

  2. Extensibility should not be based on the existence of common terms in ordinary language to describe two otherwise disparate systems. Ordinary language is not precise enough to express commonality and only through very careful analysis one discovers commonality (or lack thereof).

  3. Different systems should not be shoehorned into one without significant analysis. In fact, extensibility usually is increased when systems are cleanly separated, but allow structured communication between them. Consider Unix command-line tools and their simple and elegant chaining mechanisms via pipes and output/input redirection.

  4. When extensibility is required implement it with a minimalist design without complicated class hierarchies and fat interfaces. A hierarchical class structure that first suggests itself usually does not work cleanly in practice. Data nesting is fine, class inheritance is not as it leads to incestuously shared state.

  5. Use code layering as indirections and not bandages. Do not add yet more layers to hide bad code. Rewrite it.

Minimize dependencies

  1. Dependencies should be minimized. Avoid dependencies you do not understand completely.

  2. Avoid a dependency if it needs two or more dependencies of its own.

  3. Avoid dependency management tools that install dozens of packages from scratch.

  4. Do not use popularity as a metric to understand an existing software library/framework. Some popular libraries may have some high-quality code but more often popularity is simply an indicator of good marketing (funding pressures or corporate greed to establish platform tie-in).

  5. Minimalist programs do not require including everything-under-the-sun frameworks. In fact, it is a good idea to avoid anything that has the word “framework” or other such buzzwords in them.

Use C and if needed, add a scripting layer

  1. Stay close to the machine. Learn the details of the von Neumann architecture and keep the structure of memory and the execution engine (CPU/GPU) in mind while designing code.

  2. At first one wants results but very soon one wants control. To achieve results and control, use the C programming language. It gives you complete control, though at the price of great discipline. Learn to be disciplined.

  3. C is the only serious programming language ever invented. A simple proof of this statement is to look at the core compute kernel of any critical software: it will be written in C.

  4. Proper use of C structs and function pointers can lead to surprisingly elegant designs and clean, tight code.

  5. Managing memory yourself is not a burden. Highly robust and reliable software like the Linux kernel, redis, haproxy, sqlite etc are written in C and all of them manage memory manually.

  6. Pay attention to all compiler warnings and use a static analysis tool. Learn to use valgrind and all the tools it provides. Ensure all code is “valgrind clean”.

  7. C code and C APIs are very easy to bind in multiple languages. Hence a good architectural motif (used in redis, haprox and elsewhere) is to write the low-level performance critical code in C and use scripting to provide higher level control.

  8. Modern scripting languages are very flexible and powerful. Some like Lua are specially designed for embedding in larger applications. Lua has a very tiny footprint, is written in portable C, making it universally usable on all types of systems, however constrained.

  9. Defer complex control to the scripting layer. Higher-level scripting languages allow more complex and elegant control structures even when they are missing from the low-level language used to implement the performance critical aspects of the code.

  10. The API exposed to the scripting language should be fine-grained enough to allow them to be used from of complex control structures like lexical closure, coroutines and iterators.

  11. Allow users the ability to pass structured data between the script and compiled layer.

Focus on performance; measure it carefully

  1. Focus on writing performant code. Inefficiencies can’t be easily (or at all) fixed later.

  2. It is one thing for Knuth to say “premature optimization is the root of all evil” as his genius is to write highly optimal solutions from the get go. You are not Knuth.

  3. Use the Linux perf tool to measure performance. Record the number of instructions run, the instructions-per-cycle and the chip speed for the run.

  4. Aim to minimize instructions run (better algorithms) while maximizing instructions-per-cycle (unrolling code and avoid anything that interrupts the CPU like thread context switches). Minimize cache load misses, especially for L1-dcache (do as much work as possible with loaded memory and avoid indirections in inner loops).

Use a simple build system and automate testing

  1. Minimalist programs should be quick to build. Incremental builds should not take more than a few seconds and clean rebuild should not take more than a few minutes

  2. Untested code might as well not exist. Maximize code coverage using unit (individual functions and structures) and regression (whole system) testing. Ensure there is a “make check” target that runs all unit tests.

In summary: creating efficient and innovative software requires a minimalist approach. The goal should be to construct one or more minimalist programs that have structured data exchange protocols instead of giant monolithic programs. Frequent rewrites and refactoring may be needed before one discovers the correct design. Monolithic programs and over-engineered systems are almost invariably slower, harder to maintain (despite their developers having used the latest object-oriented-programming and “Agile” fads to make them extensible) and difficult to understand.